Tag Archives: David McCrone

Insights into the Referendum: an interview with Professor McCrone part 2 of 2

As part of our current series on Scotland and secessionist movements, Professor David McCrone and I met to discuss Scotland’s future in its capital, Edinburgh. DavidMcCrone In the first part  of that interview, which the SEN blog published last Friday, we discussed the politics of the unfolding process. In this segment, you have the chance to read about Prof. McCrone’s evaluation of the factors likely to influence the vote on Scotland’s independence and his prediction for the Union’s future.

Let us consider the factors which influence people’s voting decisions. In previous works you have denoted that the secondary category which correlates to voting behaviour regarding nationalist agenda is ‘being male’.

That awareness reflects survey work. A lot of the iconography of Scotland is male-centred. Having said that, a few years ago we asked people in England and Scotland which of a long list of 23 social identities they thought they were. We also asked them to prioritize them. We had been told that women and middle class people did not think of themselves as Scottish to the same degree. So, we checked it out. It turns out that women are just as likely to call themselves Scottish as men are, but men are more likely to make political decisions on that basis – such as support for the SNP. This is why the first minister, Alex Salmond, has chosen quite deliberately to play up issues of child-care because his own survey work is indicating there is this slight differential. Being a rather astute politician he has been seizing the opportunity to address this differential.  If he was in the room he would he would say: “well of course, I support the principle”. These ‘domestic’ issues have become a salient political opportunity given the changes in the British welfare state of late – such as the bedroom tax[1]. There are also social class issues. Working class people are more likely to support the SNP than middle class people but that doesn’t mean to say that middle class people don’t think of themselves as Scottish. There is a kind of pan-identity across Scotland- “that is who we are” and it’s taken for granted.

Is there any geographic patch-work?

No, there is nothing that you’d notice. People are constantly looking to see “where is it, where is it, what is the factor which ‘explains’ nationalism in Scotland”’. The answer is that there is no simple factor. There is a statistical issue here. Scottish identity is so ubiquitous that you cannot find in statistical terms many variables which are significant in showing the difference.

It’s not that geography doesn’t matter; as a matter of fact it matters so much to so many people that it is just part of the air we breathe. Even things that were built to celebrate British-ness have almost ineffably have been translated into being about Scottish-ness.  I tend to give as an example the new town of Edinburgh. It feels very Scottish but actually it was built to celebrate the Union in the 18th century. It is an 18th century new town. What may have been built to epitomize Union can be translated immutably into anther identity.  When we find these rather curious transpositions, we start to understand that meaning is not embedded in the object. Consider also Edinburgh castle. It was built as a military barracks. It is still a military barracks but people see it as an icon of Scottish-ness, but of course it wasn’t intended that way. Its main 19th and 20th century history was not such. These are the kinds of transpositions that happen with nationalism. It is not only in Edinburgh that we find these nooks and crannies. Scotland is a variegated country with a strong sense of regional identity and a lot of creative tensions. For example, periodically we have political campaigns asking for Shetland or Orkney – the northern isles – to be independent because “they are not really Scottish”.

So, tell me more about that and how has it arisen?

That has arisen now, it seems to me for political reasons. The Liberal-Democrats seem to be running this campaign. They have seats in the Northern Isles, and few elsewhere. It is as if they have given up on ever being part of the Scottish government again. There has always been that seedbed of being different in the Northern Iles. They reinvented their cultural history as ‘being Viking’. They have great celebrations of burning the great Viking galleons, which is of course a 19th century invention.  If you say it’s a fabricated tradition they respond: “oh no no no no!”, but then of course all traditions are fabricated so there is nothing to worry about. This is a political ploy. In fact, all ploys are political, but this is a very obvious one. So you find these things bobbing up as they did in previous referendums, as they did with North Sea oil revenues in the past.

So tell me more about the economic arguments around the referendum. I know these are favoured positions by politicians down south.

Well, it doesn’t wash very well with people. If Scotland became more like Norway in the way of fishing, oil and natural resources it wouldn’t be at all bad. I am not an economist, but if Scotland became independent it’s probably that people’s standard of living would not change radically from what it is now.  Scots do not stay in the union because they are bailed out by English tax-payers. It is the other way round. Thatcher was in power for so long because oil revenues allowed her to bail out the British economy. If Scotland had been an independent country in the 1970s when oil was discovered it would be as wealthy as Norway. That money went straight into the British Exchequer to solve the balance of payments problem. People sometimes say I am a nationalist for this line of argument, it’s not a nationalist statement. The Scottish civil service were writing reports indicating that what I have suggested is the case, but these were never published at the time.  Annually, the Scottish Government produces what is called the Government Expenditure and Revenue Scotland(GERS), which gives some indication of the break-downs but still it is difficult to pin down exactly because of the way Scottish public expenditure is accounted for. It does seem to indicate that Scotland would break even. However it does depend on how you allocate oil revenues. At the moment there are all sorts of boring discussions about the Barnett formula and shares of public expenditure which Scotland gets from Westminster.

My understanding of it is that it frankly does not make a great deal of difference.  It is not that Scotland is subsidized hugely by the English taxpayer. Actually, if they showed us the real figures we would be able to work this out, but there is a reluctance to show us the real figures, suggesting that this line of argument is a political, not an economic statement. It does not mean to say that suddenly Scotland would become the land of milk and honey. Another argument that comes up is those who say ‘oil revenues are declining’, yet it doesn’t seem to worry the Norwegians, who are in a similar case. So, in my understanding, the economic argument is not about economics but is about politics.

Scotland has the assets to be a mid-range country in the European Union. Of course, it also has its problems. It was the second country in the world to industrialize along with England and therefore there is a long legacy of de-industrialization. Large parts of Scotland, particularly around Glasgow and Lanarkshire, are still seeking to recover from the legacy of de-industrialisation. Heavy industries like coal-mining, iron-making and steel-making have moved away to China and the far East in a global economy.

The other parallel which has been made is with the Republic of Ireland. The Republic of Ireland however, has a very different kind of economic history from Scotland. With the exception of the North East (around Belfast which is still British) Ireland never had an industrialized economy across the island. It was always a kind of rural economy.  It jumped from being a pre-industrial economy to being a post-industrial one. Scotland, whether it liked it or not, was for large parts of its recent history (particularly as part of the Union) an industrialized economy. It was an important part of British imperial enterprise.

Consider also how the Conservatives are currently pulling out Trident[2] as a reason to keep Scotland in the United Kingdom. They have suggested it could help combat North Korea. Well, pretty sure they are afraid of nothing else in Pyongyang than Trident on the Clyde. It costs a huge amount of money. There is of course the vested interest of people working in ship-yards and building bombs, however, you even have members of government in Westminster saying: “Do you need this? Is it a good idea?” The conservatives keep re-iterating that we have to defend ourselves, but as an independent nuclear deterrent it isn’t independent at all. The Americans are the ones likely to make the decision about whether to use nuclear weapons, so it’s all a bit silly, and very costly.

It is not easy to digest as a course of reasoning, especially in Scotland. The Westminster government sends us defence ministers to argue that Scotland would be defenceless, but one could also draw on similarities with Norway where we could ask: “is Norway defenceless?”  It has been suggested that an independent Scotland might struggle with expenditure on a defence budget, yet the Scottish tax-payer is already paying for all these ‘fancy war toys’. If the Scots had to list what kind of defence forces they might need, it’s not likely they would include nuclear weapons on the Clyde. So, if nuclear weapons cost 20 billion pounds and Scotland’s share was something like 10%- that’s quite a lot of money. Where could that money be of most use in Scotland? It is not likely to be spent on nuclear weapons on the Clyde.

How do you think mass-concerns about the financial crisis and austerity impact the discourse about Scotland’s independence? Do you think this context, exemplified for example by Royal Bank of Scotland’s mass failure, impacts peoples’ way of thinking about Scottish independence?

First of all, the Royal Bank was never a Scottish bank really except in name. More importantly, the SNP won in 2011. The Banking crisis happened in 2008. That doesn’t seem to fall in line with the argument that nationalism would be waning in times of crisis. It is irrelevant. There is an underlying set of wider economic concerns, but in any crisis there are opportunities as well as concerns.

It depends on whether people judge that things are so uncertain that we’d better just hold onto the status quo for fear of something worse, or there are people who say ‘why not’. There is a perspective which considers that it’s all up in the air now. Yes, the EU is in something of a shambles, so people also think it’s a good argument for ‘getting on with it’. In global history periods of great uncertainty and crisis throw up change in a way that periods of stasis and continuity do not. So maybe there is something in the argument that precisely in the moment of uncertainty you get the opportunities to form new relationships.

If Scotland became an independent country, there would then be a long period of negotiation about what that really meant, who had control of the currency and so on. The division would never be autarchy, North Korea style, but finding a new position perhaps vis-à-vis the United Kingdom. The whole thing has to do with changing relationships, shades of grey or layering new responsibilities. In ten years time, either way, it’s quite likely that Scotland would have much more power than it currently does in the set-up of the United Kingdom, if it is not wholly independent.

Some people say, “you won’t be able to call yourself British”, but I think people are likely to be calling themselves British in the same way that Swedes call themselves Scandinavian. There might be that kind of autonomy of self-definition with the notion of ‘being British’. ‘Being British’ may well be a geographical, cultural and historical descriptor rather than a political constitutional descriptor. People in the United Kingdom seem to agree on British symbols, but it doesn’t mean to say that they buy into ‘being British’; they also make distinctions between English, Scottish and state symbols. This is a rather fascinating set of issues to work out.  We have a piece coming out in a journal called Ethnicities’ on symbols of Britain, Scotland and England, which results from our latest research.

It is also very possible that the political-constitutional outcome would be a confederal solution. Of course, if the Scots were to decide to leave the United Kingdom, all bets are off. The Scots, unlike the United Kingdom in wider terms, are less inclined to believe that this is a tight little island in which you can ignore the rest of the world – a fact that large chunks of UKIP and the Conservative party seems to believe. That’s now our way, small countries can’t afford to be like that.


[1] Bedroom tax is a short-reference to current debates about changes to the UK benefits system, whereby people living in properties with an unoccupied (according to terms defined by the legal documents) bedroom are subject to new rules and regulations.

[2] A UK nuclear defence system which is due to be replaced – an issue which is heavily debated.

Insights into the Referendum: an interview with Professor McCrone part 1 of 2

As part of our current series on Scotland and secessionist movements, Professor David McCrone and I met to discuss Scotland’s future in its capital, Edinburgh. DavidMcCrone He was one of the founding directors of the Institute of Governance at Edinburgh University and has been working on Scottish affairs for many decades. We shared our frustration at working with politicians and their carefully crafted discourses and discussed the shifting parameters of the right-left divide in contemporary politics. As we delved into the referendum vote due to take place up north, Professor McCrone provided a wide–ranging discussion on the dynamics of the politics behind the event, as seen from within the Scottish public domain. Below, you can read the first part of that interview which breaks down the politics of the unfolding process, while in the upcoming part 2 of the interview you can read about his evaluation of the factors likely to influence the decision and his prediction for the Union’s future.

Let us start by talking a bit about how the political process of Scottish independence is going along, especially how it tries to engage the Scottish public.  So, first of all, were you surprised by anything in terms of how the politicians are stacking up?

Generally, not really.  However, the politics  (with a small “p”) of the process are really interesting. Consider how we arrived at having a referendum. It was obvious that the Scottish National Party (SNP) is in favour of independence and a referendum. Indeed when they came to power in 2007 as a minority partner it was on their agenda to have a referendum. The Liberals could have formed a coalition with them but they refused to.  They probably regretted that because in the next election they got slaughtered (albeit not because of the referendum issue) because they went into coalition with the Conservatives at Westminster. It was always likely that the SNP would come forward with the suggestion for a referendum. It is in fact the opposition parties that are quite interesting in that regard, especially Labour.

The Labour Party, which was responsible by and large for driving through devolution in the early 1990s began to call itself a Unionist party. Now, in the Scottish political domain, that is a very unusual, if not a dangerous, thing to do.  Unionism, in Scotland at least, is strongly associated with right of centre conservative politics. The Conservative Party in Scotland used to be called the Unionist Party, so it is a little strange for Labour to put itself in the unionist cart. It also means that it is, I suppose, trapped by that statement. It has come to be part of the ‘no’ campaign even though many supporters of the Labour Party are in support of greater self-government.

The whole debate is in fact constrained by the simple binary divide of “yes” and “no”. There was a discussion before the agreement between the UK and Scottish governments about there being a multi-option referendum. In many respects that made more sense because it would reflect more accurately Scottish public opinion. Public opinion is not simply divided into “we are very happy with what we have thank you very much” on the one hand, and “we want independence” on the other.

From the beginning of the creation of the Scottish Government in 1999, a substantial number of people have been in favour of a more powerful parliament. Simply put, about one third of people are in favour of independence, one third don’t want any change from the present and  one third want a more powerful parliament. If you simply asked for a ‘yes’ and ‘no’, where would these people who want a more powerful parliament go? They are not in favour of independence, but they are also not in favour of the status quo. If you had a multi-option referendum and you had a more complicated question – “Which of these do you prefer and what’s your second choice” – then you would have a more accurate assessment of Scottish public opinion. Scottish public opinion clearly sits in the position of staying within the union but having power over all matters apart from foreign affairs and defence.

The current debates about welfare, driven by the UK government, reinforce Scottish public opinion which is roughly summarized by: “we don’t buy into this, Scotland does it differently, we want control over welfare”. So, a binary divide is far too crude. Even if the referendum comes up with a “no”, the issues are not going to go away. Substantial numbers of people are in favour of a more powerful parliament with regard to all taxation powers and all elements of welfare. These are very big spenders. So, the referendum on independence will not be the end of any story.

As the issue is much more subtle than the binaries presented, there are a range of factors which impact on the debate. That has always been the case when it comes to Scotland’s’ relationship to the United Kingdom and its place in the union. Scotland’s attachment to the United Kingdom has been a pragmatic one. It has been part of the United Kingdom for a relatively short time (300-ish years), joining for political-economic, pragmatic reasons. Moving through the 21st century, the United Kingdom is far less powerful (having shed an empire) than it ever was before.  People in Scotland continue to consider themselves as Scottish and British, but mainly Scottish, and think of Scotland as a nation.  There has been a kind of inevitable shift, although nothing is inevitable in politics, of wider public opinion from “why should Scotland be independent” to “why should Scotland not be independent”.  The move has also been influenced by the increasingly right wing agenda being pursued “down south” in England, including discussions about Britain’s future in the EU.

So can we focus in on this for a moment? Are you suggesting that, at the moment, Scotland is rather nationalist, but not as right-wing as the government down south? This proposes an interesting duality between nationalism and the right-wing. What can this tell us about political categories currently in existence?

It is not the case that English people are right-wing or Scottish people are left-wing. In many respects there is not that much difference in people’s political attitudes and values in England as opposed to Scotland, but the major shift (and this is a reflection of the nature of the Scottish government) is that parties of the centre-left are much more dominant in Scotland than they are in England. If you think about party competition in England, it is largely between the centre-right and centre-left. In Scotland this is not the case. We have the nationalists (the SNP) and Labour. Those are the two big players. The other parties are just small players.  We also have a multi-party political arena. Thus, because of the impact of proportional representation we now have five parties: The SNP, and Labour (centre-left); the Conservatives (centre-right), Liberal-Democrats (centre) and the Greens. This is the situation in most European countries. If England introduced proportional representation they also would have multi-party politics. English public opinion is not that different. It is slightly more right-wing but not a lot; however the party competition system in England is forcing the agenda artificially because it is based on the ‘first past the post” principle, and smaller parties are squeezed out.

Nationalism is a chameleon. It can lend itself to all sorts of political persuasions: right-wing versions, centrist versions, left-wing versions. When people try and pin it down, you can’t do it. It has this chameleon capacity to take on the colouring of the environment in which it finds itself. For example, the Scottish National Party is a centre-left party. It presents itself as a social democratic party. The Labour Party seems to be shifting, but in a sense the party competition in Scotland is between two centre-left parties. This structures the debate. It is like the distinction between Nationalism (big N) and nationalism (small n); uppercase and lowercase.

Most people in Scotland are certainly lowercase nationalists. They think of themselves as Scots first. They do not necessarily deny that they are British. They are many things, but primarily, they are Scottish. The referendum will not be decided on identity. It is an issue of pragmatics. Nationalism has the capacity to act in such a fashion – just as it is impossible to define a nation because there is no marker or characteristics which are common to all forms of nationalism. It is a political ideology (with a small “p”) which assimilates itself to the surrounding environment – writers like Ernest Gellner taught us this.

The Declaration of Arbroath, 6 April 1320 – photograph from the National History Museum in Edinburgh

The people of Scotland are nationalist. Well, about one third of people are Nationalists who identify with the SNP.  Even Conservative voters think of themselves as Scottish. So, you have these struggles between lower-case and upper-case nationalism and that’s true everywhere. The nationalist party seeks to appropriate national identity and to talk it up but it does not quite fit the reality of where people are at.  There are many supporters of the Labour Party of Scotland who believe in greater powers for the Scottish parliament and even in independence. This makes it difficult to reduce things simply.

In other publications you have suggested that about 30% of people are likely to vote for independence. Do you think the ‘yes’ and ‘no’ campaigns can budge that?  What do you think is going to be the strategy behind the campaigns?

When doing social survey analysis, the traditional way of asking the question was to say:

  • are you in favour of independence
  • are you in favour of devolution
  • are you in favour of no Scottish parliament at all

However, a couple of years ago, Prof. John Curtice and colleagues at Scottish Centre for Social Research devised a new kind of question which asked:

  • are you in favour of the Scottish government making all decisions for Scotland (which effectively is independence)
  • are you in favour of the Scottish government making decisions apart from defence and foreign affairs
  • are you in favour of the Scottish parliament making decision as they do now over education health and leaving all else to Westminster
  • are you in favour of there being no Scottish parliament at all

When you do that and you run it against the old question, you find that there is a considerable number of people (about 30%) who want a more powerful parliament whilst remaining within the United Kingdom. The key question is then: “How are they then likely to vote?”. If they split 50-50, then there would be a strong chance of a referendum ‘yes’.  There is an assessment to be made as to what that split is going to be. There is no point if you were running a pro-independence campaign in trying to appeal to those who are happy with the status quo or do not want a parliament at all. It is just a waste of time. You should put your efforts into persuading those who want a more powerful parliament.

When you ask whether the Scottish parliament should make all decisions about Scotland, our surveys indicate that approval rises to 40%.  So it seems there is a considerable body of what you might call soft nationalist opinion, “independence lite” if you prefer, who are persuadable, so you work on them. A politician can work on them in two ways: by accentuating the positives, but also tackling the negatives – the fears and the worries. It means addressing how one would disaggregate responsibilities, such as shares of national debt or the currency.

The ‘no’ campaign keep promising they will either ways deliver greater devolution. People in Scotland don’t seem to trust that. All the way back to 1979 (which was the first referendum about the Scottish Assembly[1]) the Conservative Party, the unionist party, said – “vote no and we will improve how Scotland is governed” but they didn’t do that.  If someone says to you: “give me your wallet and I will give you some money”, you would say “why you’re joking, it’s not possible, do you think I am stupid?”.  So therefore, for politicians to come along and say “vote no and we’ll see you are all right”, people are saying “why should I trust you?”.

So, those are those issues.  The people who are in favour of more devolution, the ‘devolution max people’ as they are sometimes called, are persuadable, and even if one-third of them voted yes, the chances of independence rise considerably.

Devolution max seems to have been called a label without content by some commentators.

I think people are pretty shrewd about what it stands for. A significant body of public opinion was in favour of a multi-option referendum. Some people then said “ah yes, that’s just kind of the insurance policy, the fall-back position”. Why didn’t the unionists, particularly Labour (given that two thirds of Labour supporters are in favour of a more powerful parliament) push for a multi-option referendum? I think it’s because they wanted to defeat the SNP, it’s the nature of politics.

So, the reality of public opinion is for a much wider spectrum of opinion – effectively in favour of a confederal relationship to the rest of the United Kingdom. We live in a world where powers are no longer connected simply to the State parliament, and the central government is no longer all-powerful. Some powers have gone up to the European Union level. Still, given these circumstances, the Conservative Party is effectively tearing itself apart over Europe with the rise of UKIP (United Kingdom Independence Party) and is now considering the repatriation powers back to the national parliament. Powers are shared and layered in the modern world, it is the nature of the world now. An independent Scottish parliament would not try and pretend they control everything. The Westminster government should also, however, not be under the illusion it has unilateral control.

There is nevertheless no doubt that independent states have wider powers than non-independent states, or states only with devolved responsibility. There are issues of taxation, of incoming investment and, of welfare. They are some of the fundamental things that states control – even, or in fact especially, in the modern world.

Does that mean this referendum is twisting the principle of a referendum in general?  Democratic government in principle is based on representation. If a referendum is a mechanism which retracts unilateral decisions by the state on behalf of citizens and gives citizens the right to vote on issues which concern them directly, is this sort of situation  unfairly withholding an option which citizens might like to select? What does this tell us about referendums?

Well, referendums are very crude mechanisms. They can always be hijacked by other issues. There are many systems for their execution. Switzerland (perhaps infamously) has a lot of them built into the constitution. Switzerland is also a multi-federal state. The other month for example, they decided there would be much more public disclosure on private banking then hitherto. So, there are political systems where referendums are much more common as part of the governance of a state. Others are far less willing to use it. In the UK there have been very few referendums. One former British prime minister, Harold Wilson said that you should never hold a referendum until you are certain about the answer, which is probably very astute if somewhat cynical. In that view, you hold a referendum almost as a legitimating device. He used it as a legitimating device to keep the UK into what the EU was then the European Economic Community (the EEC).

Given that Scottish independence is such a major constitutional matter, it is unthinkable that there should not be a referendum. Quite apart from anything else, we have had referendums on constitutional matters in Scotland before. We had one in 1997, which the Blair government decided to have, much to people’s bewilderment – especially since there had just been one in 1979, which was rigged.  In ’79 the opponents of a Scottish assembly built in a stopping device that 40% of people on the electoral register had to vote ‘yes’ for it to pass. On one level this doesn’t look unreasonable but the problem with it is that if you didn’t vote or indeed you were dead you were deemed to be a ‘no’ voter. They were quite open about the fact that they used this as a device to stop devolution. Indeed in that referendum 51% of people voted ‘yes’ but it was insufficient to meet the 40% of total electoral register and therefore it worked in favour of the ‘no’ campaign. People became very cynical about manipulation of, in particular, constitutional referendums. So when Blair came up with a proposal to do it again 1997 people thought “oh wait a minute, Blair isn’t keen on this, we know that” so they thought this was probably a device to stop it. Actually, it turned out to be quite a clever device, because it then reinforced the popular will on a fairly massive scale: three-quarters of people voted ‘yes’.

So with referendums, the issue has been what form the referendum should take: what should the questions be, who should get to vote, and all sorts of side-concerns which tend to crop up.  For example, there is an argument that if this affects all of the United Kingdom, everybody in the union should get to vote. Scotland is a historic part of the United Kingdom, yet there is no sense in which Scotland is a region. It has its own law, its own social systems and civil society. Therefore it should have the right to secede if it wishes with an internal referendum.

Let’s return to how the issue of the nature of the referendum question. Opponents of Scotland leaving the United Kingdom seem to be happy with a yes/no vote because it squeezes opinion, because they want a clear-cut statement. It is fair to say that a lot of nationalists would have also liked a more multi-option referendum because of the risk of a “no” to independence.  If you have a more fluid referendum question, you would inevitably result in a constellation of opinion focused around having a more powerful parliament but remaining within the United Kingdom. This would force politicians to address public opinion properly. To arrive at such a scenario, you would include ‘devolution max’, the ‘status quo’ and ‘no parliament at all in the question and ask people to order their choices.

Referendums are usually assumed to be, and used as ‘once and for all device’, yet they never seem to be such. It doesn’t meant that if people voted yes in the referendum, there would have to be another one in a few years because people have changed their minds. There is always the possibility of that, however, in Quebec and elsewhere, if you have many referendums (or neverendums as they are sometimes referred to because ‘you keep on going until you get the right result’) you have these kinds of shifts. So there are some states where you have them all the time, ones where you never have them (like in Germany where they are tainted because the Nazis had them) and then there are places like the UK where you have pragmatic referendums.

If the referendum results in a ‘no’, supporters of the other options are unlikely to give up. Referendums never resolve anything, it’s a political process that creates them and that political process keeps going.


[1] As the Scottish parliament was called at the time.